Mortgage Regulatory Executive - LON009JP


Job information

Firm: EY

Location: London

Education: Postgraduate degree

Benefits: Competitive

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At EY we are dedicated to helping our clients navigate the ever changing and complex landscape. Our Financial Services Risk Practice offers strategic and operational services aimed to improve our clients’ ability to assess monitor and improve their systems and internal controls delivering innovative, dynamic and sustainable solutions. We are seeking to be the leading global provider of integrated content risk, risk-management and regulatory advisory services in the financial services sector and we’re looking for talented people to join us on this journey. Progression opportunities exist for motivated and exceptional performers, and all successful candidates will be provided with structured training and professional development enabling them to meet the requirements of this responsive and fast paced team. Candidates must be flexible and be prepared to work from client locations for the duration of the client engagement.

  • Strategic implications of regulation
  • Effective implementation of regulatory directives
  • Remediation of regulatory issues
  • Effective implementation of risk management processes
  • Embedding a risk based performance assessment

Our focus at the moment is assisting clients with the current changes in the Mortgage arena and the associated regulatory changes. Therefore candidates who have experience in this arena will be well placed to join our team.

Other work within our Retail Banking team can include

Section 166 reviews for the UK Regulator (and equivalent for non-UK Regulatory bodies)

Client instigated product & customer reviews

Enforcement cases

Preparing clients for Regulatory visits or upcoming Regulatory changes.

As an Executive in the Retail team, depending on experience and the type of engagement, you will be responsible for the following:

Produce, with limited supervision, complete and accurate work.

Build credible relationships with clients both by demonstrating technical skills and knowledge and also by handling complaints and customer redress appropriately.

Provide a variety of support on client campaigns from researching new regulations to assisting effective business implementation.

Develop presentations that are clear and impactful, translating EY services into meaningful value propositions for clients.

Document collation and review– evidencing paper trail of transactions and analysing legal and other documents to identify key facts, anomalies, etc, for categorisation

Data input and reporting– of key information into spreadsheets and/or proprietary systems, by conducting detailed and summary analyses (by transition, time period or categorisation).

Contract reviews – analysing if requirements are adequately defined and documented.

Regulatory remediation and quality compliance testing.

Skills and Experience

Mortgage experience and ideally a CeMap qualifications

Regulatory experience at the FSA/ FCA, a FTSE 100 Financial Services organisation, one of the other Top 4 consultancies, or another Advisory firm are desirable but not essential

Strong academic background which could include financial exams including CII Exams (FPC / AFPC), CISI Level 4, Prince 2, CeFA and / or Other Financial Services qualifications

EY offers an extended range of training courses from technical to ‘soft skills’ building out our client and market experience and making us stronger and better individually and as a firm as part of EY you will be encouraged to grow and develop throughout your career with us


Who we are

EY is committed to being an inclusive employer and we are happy to consider flexible working arrangements. We strive to achieve the right balance for our people, enabling us to deliver excellent client service whilst allowing you to build your career without sacrificing your personal priorities. While our client-facing professionals can be required to travel regularly, and at times be based at client sites, our flexible working arrangements can help you to achieve a lifestyle balance.

Job information

Firm: EY

Location: London

Education: Postgraduate degree

Benefits: Competitive

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